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For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data.

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You can also search for an individual investment adviser representative and view that individual's professional background and conduct, including current registrations, employment history, and disclosures about certain disciplinary events involving the individual. The information about investment adviser representatives that appears on this website is collected from individual Investment Adviser Representatives, Investment Adviser firm(s), and/or securities regulator(s) as part of the securities industry's registration and licensing process. Individuals that are Registered Representatives of a Brokerage firm that are listed in FINRA's BrokerCheck systemZip Triple Bagg Charcoal Zip Triple Bagg Zip Bagg Baggallini Triple Charcoal Baggallini Charcoal Baggallini WwAq4r8A0F will also appear in search results.

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